UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (1) | 07/19/2016 | Common Stock | 3,018 | $ 20.4 | D | |
Stock Option (right to buy) | (2) | 04/25/2017 | Common Stock | 1,225 | $ 20.4 | D | |
Stock Option (right to buy) | (2) | 04/17/2018 | Common Stock | 735 | $ 20.4 | D | |
Stock Option (right to buy) | (2) | 04/22/2019 | Common Stock | 1,225 | $ 25.5 | D | |
Stock Option (right to buy) | (2) | 07/14/2020 | Common Stock | 1,225 | $ 25.91 | D | |
Stock Option (right to buy) | (2) | 04/20/2021 | Common Stock | 833 | $ 30.6 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Garrett Michael C C/O SCYNEXIS, INC., 3501 C TRICENTER BOULEVARD DURHAM,, NC 27713 |
Vice President |
/s/ Eileen Pruette, by power of attorney | 05/02/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vests and becomes exercisable with respect to 25% of the total number of underlying shares on the first anniversary of the vesting commencement date and with respect to the remaining 75% of the underlying shares monthly thereafter over the 36-month period. |
(2) | The option vests and becomes exercisable with respect to 25% of the total number of underlying shares on each the first and the second anniversary of the vesting commencement date and with respect to the remaining 50% of the underlying shares on the third anniversary of the vesting commencement date. |